Pre-deadline calm on May 7: 30 13F-HR filings hit EDGAR with one fully-parsed RIA portfolio, eight days before the Q1 2026 reporting wall

Executive Summary

As of May 7, 2026, The 13F Tracker Desk has logged 30 Form 13F-HR filings reaching SEC EDGAR ahead of the May 15, 2026 deadline for the Q1 2026 reporting period (period of report March 31, 2026). The tape is deliberately thin — eight calendar days before the wall — and the desk's read is straightforward: the heavy institutional disclosure surge will arrive between May 11 and May 15, and what hits today is a mix of small RIAs, foreign asset managers staging early, and a handful of recognizable institutional names whose holdings detail had not finished parsing through our ingestion at the time of today's cutoff. Of the 30 filings, only one — Fidato Wealth LLC (CIK 0001711360, accession 0001711360-26-000003) — returned a fully populated 15-position portfolio in our feed. The remaining 29 filings hit EDGAR but came through with zeroed holdings tables, which we treat as parse-pending rather than empty filings.

The single significant signal we can extract from today's tape is structural, not directional: Fidato Wealth LLC's reported Q1 2026 book is a textbook passive-core RIA structure — ~75% of the portfolio sits in three Vanguard ETFs (VOO, VO, and a real-estate sleeve via DFAR), with a Vanguard short-term bond fund and an iShares S&P 500 ETF (IVV) rounding out the top five. Single-stock conviction is reserved for two names: Sherwin-Williams (NYSE: SHW) and Amazon.com (NASDAQ: AMZN). For a wealth-advisory filer, this is a very common shape; what's notable is the asymmetry between the ETF core and the discretionary single-stock tail. We flagged a top-10 concentration north of 98% of the portfolio, a level we'd ordinarily call extreme conviction at a hedge fund — at an RIA, it's better read as bench depth, not high-confidence directional exposure.

Beyond Fidato, today's docket includes filers our desk's notable-filer list flags as recognizable institutional names worth watching when their holdings parse through later in the week: Lockheed Martin Investment Management Co (CIK 0000897599, accession 0001420506-26-000816), the in-house manager for Lockheed's qualified pension and 401(k) trusts; All-Stars Investment Ltd (CIK 0001633603, accession 0001633603-26-000002), Richard Ji's Hong Kong-based growth-equity fund best known historically for early concentrated bets in China internet platforms; DekaBank Deutsche Girozentrale (CIK 0001456228, accession 0001456228-26-000002), the asset-management arm of Germany's Sparkassen-Finanzgruppe; Taiyo Life Insurance Co (CIK 0001254890, accession 0001254890-26-000002), the Japanese life insurer; and Triodos Investment Management BV (CIK 0001748729, accession 0001748729-26-000009), the Dutch ESG-mandate manager. None of these returned populated holdings tables in today's parse, so we are flagging them on the docket and will reissue with a deep dive once the holdings detail clears the ingestion pipeline.

Today's top signals: (1) Fidato Wealth LLC — first parsed Fidato Q1 2026 filing of record, ~98% top-10 concentration in a passive ETF core with SHW and AMZN as the only meaningful single-stock conviction lines; (2) Lockheed Martin Investment Management Co — qualified-plan filer on the docket, holdings parse pending; (3) All-Stars Investment Ltd — Richard Ji's Hong Kong fund logged its Q1 filing, parse pending and worth attention given the firm's history of concentrated platform bets; (4) DekaBank Deutsche Girozentrale — a window into Sparkassen-network US equity allocation, parse pending; (5) Triodos Investment Management BV — Dutch ESG flow signal, parse pending. The desk's discipline reminder, as always: 13F-HR reports positions as of quarter-end (March 31, 2026 for this cycle), so what we see today reflects positioning roughly 37 days stale by the time it lands on screens — and managers may have already adjusted the very positions they are now disclosing.

Today In Numbers

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Macro backdrop: with the S&P 500 closing at 7,365.12 on May 6 — up roughly 1.9% over the prior week — and the VIX at 17.38, today's filings will arrive in the market's hands as a snapshot of where smart money was positioned 37 days ago, before this most recent leg up. The 2s/10s curve at +0.49 pp remains positively-sloped and modestly steepening from late April lows, the Fed funds rate has been parked at 3.64% for ten consecutive sessions, and volatility has compressed from the 19+ readings in late April. These conditions matter for our interpretation framework: institutions disclosing today were positioned during a quarter that ended with rates stable, the curve un-inverted, and equities rallying — so any defensive-tilt or cash-build readings that emerge from the heavy May 11–15 wave should be interpreted against that risk-on backdrop.

Notable Filer Deep Dives

Fidato Wealth LLC — $154M AUM (as filed)

• Filing: 13F-HR, filed May 7, 2026 (period of report Q1 2026, quarter ending March 31, 2026), accession 0001711360-26-000003 — https://www.sec.gov/Archives/edgar/data/1711360/000171136026000003/
• Portfolio summary: 15 positions, $154M total reported value across the disclosed long book. Top five holdings (by reported value):
• Vanguard S&P 500 ETF (NYSE Arca: VOO) — ~49.4% of portfolio
• Vanguard Mid-Cap ETF (NYSE Arca: VO) — ~26.1%
• Dimensional US Real Estate ETF (NYSE Arca: DFAR) — ~8.2%
• Vanguard Short-Term Bond ETF (NASDAQ: BSV) — ~7.2%
• iShares Core S&P 500 ETF (NYSE Arca: IVV) — ~5.2%
• Top 10 holdings table:

Rank	Issuer / Class	Ticker	Shares	Value ($M, as filed)	% of Portfolio

|---|---|---|---|---|---|

Note on scale: dollar values are reproduced from the parsed EDGAR feed; share counts and portfolio weights are scale-independent and are the load-bearing data points for institutional flow interpretation. Voting authority on every line is reported as "none" with sole investment discretion — the structure of a discretionary advisor managing client beneficial ownership.

• What changed: This is the first parsed Fidato Wealth filing in our archive, so a quarter-over-quarter comparison is not available from our internal baseline. Readers wishing to construct a Q4 2025 vs Q1 2026 delta should pull the prior accession from the EDGAR full-text search at https://efts.sec.gov/LATEST/search-index?q=%22Fidato+Wealth%22&forms=13F-HR for direct comparison.
• Sector allocation: Per the parsed feed, the book is split as Technology ~0.7%, Other (broad-market and asset-allocation ETFs, plus SHW, plus a tiny REIT sleeve) ~99.3%. The "Technology" tag captures the Amazon position only; SHW maps to Materials and the bulk of the book maps to diversified ETF wrappers that the feed bins into "Other" rather than allocating through to underlying sleeve weights.
• The signal: Fidato Wealth LLC's Q1 2026 book is what we'd describe as a passive-core, diversification-first RIA structure. Roughly 89% of the portfolio is in five passive or rules-based ETFs spanning US large-cap (VOO + IVV ≈ 54.6%), US mid-cap (VO 26.1%), US real-estate via the Dimensional REIT factor sleeve (DFAR 8.2%), and short-duration credit (BSV 7.2%). The active-discretion expression is reserved for two single names — Sherwin-Williams (SHW, 1.2%) and Amazon (AMZN, 0.4%) — plus three iShares model-portfolio wrappers (AOR, AOA, plus the IVV core) and a second REIT line via VNQ. Read as a thesis statement, this portfolio implies: (a) US large-cap beta is the dominant return driver client-by-client, (b) mid-cap is a deliberate factor tilt rather than a residual, (c) real estate is held through factor-screened DFAR rather than the broader VNQ alone — a tell that the advisor has a view on cap-weighting versus screened exposure within REITs — and (d) the fixed-income sleeve is deliberately short-duration. The single-stock book is too small to be conviction-driven; it is more plausibly carried over from legacy client positions or a satellite allocation overlay. The portfolio review test: a PM looking at this filing would not reconsider an allocation because of it, but might add Fidato Wealth to a basket of similar small-RIA filers to track aggregate factor positioning across the wealth-management cohort.

Lockheed Martin Investment Management Co — Holdings parse pending

• Filing: 13F-HR, filed May 7, 2026 (period of report Q1 2026), accession 0001420506-26-000816 — https://www.sec.gov/Archives/edgar/data/897599/000142050626000816/
• Why it matters: LMIMCo manages assets for Lockheed Martin's qualified pension trusts and defined-contribution plans. As a corporate pension manager, its 13F is one of the cleaner read-throughs into how a large defense-sector employer's plan trustees are allocating across US equities. We will reissue with a deep dive once the parsed holdings clear ingestion.

All-Stars Investment Ltd — Holdings parse pending

• Filing: 13F-HR, filed May 7, 2026 (period of report Q1 2026), accession 0001633603-26-000002 — https://www.sec.gov/Archives/edgar/data/1633603/000163360326000002/
• Why it matters: Founded by Richard Ji (former Morgan Stanley internet analyst), All-Stars Investment is a Hong Kong-based growth-equity fund historically known for concentrated, long-duration positions in China internet and platform names. The filing shape — number of positions, top-line concentration, and any new US-listed names — will matter when it parses, particularly given the fund's established history of meaningful single-name conviction.

DekaBank Deutsche Girozentrale — Holdings parse pending

• Filing: 13F-HR, filed May 7, 2026 (period of report Q1 2026), accession 0001456228-26-000002 — https://www.sec.gov/Archives/edgar/data/1456228/000145622826000002/
• Why it matters: DekaBank is the central asset-management institution of Germany's Sparkassen-Finanzgruppe (the savings-bank network) and is among the largest German fund managers. Its US-equity allocation, when it parses, gives one of the better windows into how a large continental European savings-bank network is positioned in US large-cap risk.

Triodos Investment Management BV — Holdings parse pending

• Filing: 13F-HR, filed May 7, 2026 (period of report Q1 2026), accession 0001748729-26-000009 — https://www.sec.gov/Archives/edgar/data/1748729/000174872926000009/
• Why it matters: Triodos is a Dutch ESG-mandate manager whose 13F filings are watched for clean-tech, sustainable-infrastructure, and exclusion-policy signals (which sectors and issuers are absent rather than present). Triodos's screening discipline makes its holdings list useful as a comparative benchmark for ESG-mandate flow.

Sector Flow Analysis

With only one fully parsed filing in today's tape, sector aggregation across filers is not statistically meaningful, and we will not present a multi-filer sector flow table that would over-represent a single small RIA's allocation as a market signal. The single-filer breakdown for context:

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The takeaway is that the single parsed filing today reflects a passive-core asset-allocation book with a real-estate tilt larger than what a strict cap-weighted portfolio would suggest. We expect to reissue a true multi-filer sector flow table once the May 11–15 deadline wave parses through, which will be the first cycle in which the desk has Q1 2026 data sufficient to identify rotation versus the Q4 2025 baseline.

Activist And Concentration Watch

No activist-style accumulation is identifiable from today's parsed tape. The only concentration item worth flagging:

• Top-10 concentration above 90% — Fidato Wealth LLC, ~98% of portfolio in top 10 holdings (filing 0001711360-26-000003). At a hedge fund this would qualify as extreme conviction; at a small RIA it reflects the structural reality that a 15-position book will mathematically sit near 100% in its top 10. We flag it for completeness; we do not interpret it as activist or directional. If a future filing from the same entity shows a meaningful single-stock position above 10% of portfolio, that would qualify as a directional concentration event. Today, the 49.4% weight in VOO is a passive expression, not a directional bet.

No position exceeded 10% of portfolio in a single operating company name in today's parsed data. No filings on today's tape are from named activists in our watchlist (Icahn Enterprises, Pershing Square, Elliott Investment Management, Starboard Value, Third Point, ValueAct, Trian, Engaged Capital, Engine No. 1). No 13D or 13G cross-references are warranted from today's parsed positioning. The desk will revisit this section when the heavier May 11–15 deadline tape clears.

Contrarian Signals

With only one filer's positions fully parsed, contrarian-divergence analysis (which by construction requires multiple filers' actions on the same security) is not possible from today's data. We note three forward-looking items that will become testable contrarian signals once the deadline-week tape parses:

• AMZN at 0.4% in a passive RIA portfolio versus market-cap weight: Amazon is a top-five S&P 500 constituent with index weight in the 3.5–4.0% range. Fidato Wealth's 0.4% AMZN single-stock position, sitting alongside 54.6% in VOO + IVV (which themselves carry market-cap AMZN exposure), is roughly index-weighted in aggregate but not over-weighted via the discretionary line. This is neither bullish nor bearish — it is a non-signal — but it sets a baseline against which more interesting Amazon weight choices in the deadline-week tape can be measured.
• SHW at 1.2% as the largest single-stock active position: Sherwin-Williams is a Materials-sector holding whose active over-weight versus index weight (SHW is roughly 0.20–0.25% of S&P 500) constitutes a 5x active tilt. We will track whether other small RIAs and selected hedge funds are over-weighting SHW in the same direction or moving the opposite way when the deadline wave parses. A multi-filer convergence on SHW would warrant a contrarian-divergence section.
• Real-estate via DFAR rather than VNQ: The Dimensional factor-screened REIT sleeve has historically attracted advisors who explicitly want a non-cap-weighted REIT exposure. Watching whether other Q1 2026 RIA filings preserve this structural choice — versus reverting to VNQ after recent REIT performance — will give us a read on whether the factor-screened-REIT trade has consensus or is becoming a contrarian hold.

What To Watch This Week

• Friday, May 15, 2026 — Q1 2026 13F-HR filing deadline (CRITICAL): The hard regulatory deadline for institutional managers above the $100M discretionary threshold to disclose Q1 2026 (March 31, 2026 period of report) holdings. We expect the deadline-week tape (May 11–15) to dwarf today's volume, with the largest hedge funds, family offices, sovereigns, and pensions concentrating their submissions on the final two business days. Any filing flagged today as parse-pending will likely be supplemented in the same window.
• Tuesday–Wednesday, May 12–13, 2026 — Mega-cap tech earnings cluster (CRITICAL): Several mega-cap technology earnings reports are calendared for the week. Because Q1 2026 13Fs were positioned as of March 31, 2026, any institution disclosing post-earnings will face a choice between standing behind a stale-looking position and amending. The desk's playbook: cross-reference any reported mega-cap tech name in this week's filings against this week's earnings reactions to gauge whether 13F positioning aligns with or diverges from the post-earnings tape.
• Wednesday, May 13, 2026 — April 2026 CPI release (HIGH): A hot or cold print materially changes the rate-path expectation that institutional managers were trading against during Q1. With the Fed funds rate parked at 3.64% for ten sessions and the 2s/10s spread at +0.49 pp, any CPI surprise will be the first macro test of the positioning that today's and next week's filings reveal.
• Thursday, May 14, 2026 — Lockheed Martin (NYSE: LMT) capital markets day window (MEDIUM): Defense-sector names are particularly relevant for Lockheed Martin Investment Management Co's filing once it parses. Any LMIMCo cross-holding into other defense primes, paired with a defense-sector capital markets event, is worth tracking.
• Throughout the week — Activist 13D/13G filings (HIGH): The 13F deadline week historically coincides with a tick-up in 13D/13G amendments as activists who built positions during Q1 cross 5% of outstanding share thresholds. The desk will cross-reference any 13F-disclosed concentrated name against the EDGAR 13D/13G full-text feed at https://efts.sec.gov/LATEST/search-index?q=&dateRange=custom&forms=SC+13D%2CSC+13G for follow-on confirmations.
• All week — All-Stars Investment Ltd Q1 holdings parse: Given Richard Ji's historical concentration in China internet and platform names and the recent volatility in that complex, the parsed position list, when it lands, is the single highest-conviction read-through to whether HK-based growth-equity capital is rebuilding, defending, or rotating away from US-listed China names.
• Forward — Q2 2026 reporting period (NOTABLE): As of May 7, 2026, we are 37 days into the Q2 2026 quarter. Every institutional position disclosed this week reflects March 31, 2026 conditions, not current. Any directional conclusion drawn from Q1 2026 13Fs should carry the standard 45-day-delay caveat.

Bottom Line

The institutional money is staging. Today's 30-filing tape is a pre-deadline calm — the kind of day where the desk's job is to log who showed up early (Fidato Wealth, Lockheed Martin Investment Management Co, All-Stars Investment, DekaBank, Taiyo Life, Triodos), document the macro backdrop (S&P 500 at 7,365.12, VIX at 17.38, Fed funds at 3.64%, curve at +0.49 pp), and prepare the framework for the May 11–15 deadline surge. The single parsed filing — Fidato Wealth LLC's $154M passive-core RIA book with VOO/VO/DFAR/BSV/IVV anchoring 96% of the portfolio and active-discretion expression limited to 1.2% SHW and 0.4% AMZN — is a structural data point, not a directional signal. The biggest surprise of the day is the parse asymmetry itself: 29 of 30 filings hit EDGAR with empty holdings tables, which says more about ingestion timing than about the underlying disclosures. The #1 filing a portfolio manager should read in full today is All-Stars Investment Ltd's accession 0001633603-26-000002 (https://www.sec.gov/Archives/edgar/data/1633603/000163360326000002/) once its holdings clear the parse — Richard Ji's Q1 2026 book, dropping into the May deadline week, is the closest thing on today's docket to a high-information filing, and we will reissue with the full deep dive the moment the position list is parseable.